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Asset Management



Asset Management

Chamberlain Hrdlicka’s asset management attorneys’ experience spans multiple industries and asset classes.  

We routinely advise our clients on regulatory aspects of fund management and investment advisory operations.   Our asset management team provides legal services to a wide range of clients in the asset management industry including registered and unregistered investment advisers, broker-dealers, corporate entities with multiple subsidiaries, publicly offered closed-end funds and mutual funds, private investment funds, and asset and wealth management firms, trust companies as well as other organizations with various fiduciary responsibilities. 

Our practice includes the formation and representation of investment companies, sponsors, advisers and directors, including SEC and FINRA regulatory compliance matters; fund formation, distribution and marketing; fund board and governance matters; compliance manuals and testing; and corporate transactions involving asset management businesses, including mergers, acquisitions and joint ventures.